Should You Drop Your Broker-Dealer Status?

The more I talk to dual-registered advisors, the more I hear that many of them are looking to get out of the brokerage business entirely and operate as a fee-only RIA firm. If this is something that has crossed your mind, here are the pros and cons and what you should consider.

How the CFA Changed My Career

The real value of the CFA program to me came in ways that had nothing to do with the technical skills I gained and everything to do with the way it changed my attitude and how I relate to other people.

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